B.I.G. Book of Business Lists

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Securities Firms

List information taken from the 2013 Business Information Guide
Company
Address
Phone
Website
Contact
Focus
Craig-Hallum Capital Group, LLC
222 S 9th St., Ste. 350
Minneapolis, MN 55402
612-334-6300
craig-hallum.com
Rick Hartfiel
(director of investment banking)
Equity research and investment banking for institutional customers, and full investment banking and M&A services for corporate clients
Devenir, LLC
7701 France Ave. S, Ste. 670
Minneapolis, MN 55435
952-345-0300
devenir.com
Eric Remjeske
(president)
Corporate Services: Health Savings Accounts (HSA), Wealth management
Dorn & Co., Inc.
601 Carlson Pkwy., Ste. 1050
Minnetonka, MN 55305
952-449-3019
dornco.com
Matthew Dorn
(senior vice president)
Full-service securities broker dealer that provides financial advice and investment solutions to individuals, corporations, endowments and foundations.
Dougherty & Company, LLC
90 S 7th St., Ste. 4300
Minneapolis, MN 55402
612-376-4000
doughertymarkets.com
Gerald Kraut
(president and CEO)
Investment banking, research, and investment professionals and traders for smaller, overlooked markets
Emergent Financial Group
3600 American Blvd. W, Ste. 670
Bloomington, MN 55431
952-829-1212
emergentfinancial.com
Peter Voldness
(CEO)
Early-stage health care companies
Feltl and Company
800 LaSalle Ave., Ste. 2100
Minneapolis, MN 55402
612-492-8800
feltl.com
John Feltl
(CEO)
Corporate financing, equity research, institutional sales and trading, and individual investment services
Northland Securities, Inc.
45 S 7th St., Ste. 2000
Minneapolis, MN 55402
612-851-5900
northlandsecurities.com
Mark Beese
(executive vice president, public finance)
Jeff Peterson
(Director of Investment Banking)
National full-service investment banking and institutional securities firm serving the needs of corporations, institutional investors, government agencies, nonprofits, and high-net worth individuals
Piper Jaffray & Company
800 Nicollet Mall, Ste. 800
Minneapolis, MN 55402
612-303-6000
piperjaffray.com
Not provided
Middle-market investment bank and asset management firm serving corporations, nonprofits, and public entities
Questar Capital Corporation
5701 Golden Hills Dr.
Golden Valley, MN 55416
888-446-5872
questarcapital.com
Kevin Bachmann
(president)
Alex Barned
(chief distribution officer)
Independent broker-dealer with full menu of financial services, stocks, bonds, annuities, and mutual funds
RBC Capital Markets
60 S 6th St.
Minneapolis, MN 55402
612-371-2711
rbccm.com
Not provided
Portfolio of products and services including public offerings; convertible, senior, and subordinated debentures; private placements; M&A advisory; and corporate lending
Robert W. Baird & Company
7650 Edinborough Way, Ste. 300
Edina, MN 55435
952-857-5500
bairdonline.com
Not provided
Investment banking, asset management, private equity, research
Stifel Nicolaus
60 S 6th St., Ste. 3000
Minneapolis, MN 55402
612-455-5555
stifel.com
James Sher
(senior vice president and branch manager)
Brokerage and investment bank providing securities brokerage, trading, investment advisory to investors, money managers, businesses, and municipalities
Woodbury Financial Services
7755 3rd St. N
Oakdale, MN 55128
800-800-2638
woodburyfinancial.com
Patrick McEvoy
(president and CEO)
Serves independent-contractor registered representatives across the nation in meeting the financial needs of their clients